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FINRA registration for this broker, verified

FINRA in the United States was checked, and the record shows this broker is authorised under licence 149777.

By Marcus Whitfield

Senior Broker Analyst

2026-09-24

The file on E*TRADE

Not scored yet

Our desk has not put a number on E*TRADE. An unscored broker is not a low-scoring one — there was not enough to go on.

Company site: us.etrade.com/l/morganstanley/investing-and-banking

Licence and oversight3 / 5

Where the licence was looked up

FINRA · USLicence in force
Licence 149777Checked 17 Sept 2026Open the register

Licence details come from the regulator’s own register, linked above, and are shown exactly as checked — or shown as unchecked. Where a register has not been consulted, we say so rather than leave the row out. Nothing here is investment advice.

Where This Broker Is Registered

The only verified registration supplied here is with FINRA in the United States, and the record shows licence number 149777 with authorised status.

Highlights

The broker is recorded with FINRA in the United States under licence 149777 and authorised status.

What The Register Shows

For a retail trader, this means the verified record identifies one US registration point rather than a wider set of jurisdictions in the facts provided.

What Is Not Shown In The Facts

The supplied record does not include any other regulator, jurisdiction, or licence number beyond FINRA in the United States and licence 149777.

This material may contain third-party opinions. None of the data and information on this page constitutes investment advice. See what traderpublic does and does not publish on our broker ratings page, and track live prices in quotes.

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