Brokers Licensed in United States, November 2026
Editorial note: every figure on this page comes from the broker's hub record and names the source it was checked against (our methodology). Where nobody has checked a field we say "not published" rather than guess. Nothing here is investment advice (risk disclosure).
Short on time? Of the brokers on this page, the highest published score belongs to Interactive Brokers (3.8/5). What its record states:
- Regulation: FCA, SEC — Registration verified
- Trading platform: Proprietary web platform, Proprietary desktop platform
- Licence in United States: SEC 8-47257 · Authorised
- Min deposit: $0
Below: every record on this page in one table, then each broker in turn.
Brokers on this page (1 records with a published score)
- Interactive BrokersProprietary web platform, Proprietary desktop platform
Every broker on this page carries at least one registration whose jurisdiction is United States in our published records. For each one we print the regulator, the licence number, its standing and a link to the register, so you can check the same thing we checked.
A licence issued in United States does NOT mean the broker accepts clients from United States, and it does not mean the firm is available there. It is an authorisation fact about a company, true on the date we read the register and no later.
Which entity you would contract with, and whether it would take you on at all, depends on where you live. Our records do not carry that, so it is named below as unpublished rather than implied by this page's title.
This page rests on 31 published broker records, of which 31 carry a licence here that we read on the register ourselves.
This order is our published desk score, which covers the broker overall. It is NOT a ranking of licences or of countries: a licence is either on the register or it is not, and every row here links to the register so you can confirm it.
Warning:
United States side by side
1 records as columns. Every cell is a record field; a field nobody has checked yet is shown as unpublished, never guessed.
United States, November 2026
| United States | Interactive Brokers |
|---|---|
| Published score | 3.8/5 |
| Licences issued in United States | SEC 8-47257 · Authorised |
| Last verified by the desk | 23 Sept 2026 |
| Min deposit | $0 |
| Trading platform | Proprietary web platform, Proprietary desktop platform |
| Next step | Go to broker |
All 1, ranked by published score
Licences issued in United States first; the order is the published score.
| Position | Logo | Broker | Licence in United States | Published score | Other regulators (verified) | Next step |
|---|---|---|---|---|---|---|
| Rank 1 | ![]() | Interactive Brokers | SEC 8-47257 · Authorised | 3.8/5 | FCA |
Licensed in United States, not ranked
30 records without a published score, A to Z, plus 0 whose licence here our desk has not matched on the register yet.
- Allaria Securities1 verified licence
- Ally Invest1 verified licence
- AMP Futures1 verified licence
- BTG Pactual1 verified licence
- Charles Schwab1 verified licence
- DBS Vickers1 verified licence
- E*TRADE1 verified licence
- Edward Jones1 verified licence
- Fidelity1 verified licence
- Firstrade1 verified licence
- GBM1 verified licence
- Jefferies1 verified licence
- LarrainVial1 verified licence
- Longbridge1 verified licence
- Merrill Edge1 verified licence
- Moomoo1 verified licence
- NinjaTrader1 verified licence
- Public1 verified licence
- Puente1 verified licence
- Robinhood1 verified licence
- SoFi Invest1 verified licence
- SogoTrade1 verified licence
- tastytrade1 verified licence
- TradeStation1 verified licence
- UOB Kay Hian1 verified licence
- Vanguard Brokerage Services1 verified licence
- Webull1 verified licence
- Wedbush Securities1 verified licence
- XP Investimentos1 verified licence
- Zacks Trade1 verified licence
What a licence in this country does not tell you
The licence trail below is verified. These are the facts that would turn this into an availability page, and our records do not carry them.
Country that issued the licence
Read from each broker's hub record and shown in the table above.
Regulator named on the licence
Read from each broker's hub record and shown in the table above.
Licence number on the public register
Read from each broker's hub record and shown in the table above.
Standing of the licence when we read it
Read from each broker's hub record and shown in the table above.
Link to the regulator's own register
Read from each broker's hub record and shown in the table above.
Date we read the register
Read from each broker's hub record and shown in the table above.
Whether the broker accepts clients resident in this country
not published
No source has been checked for this field yet, so the table shows the unpublished state rather than a guess.
Legal entity the licence is issued to
not published
No source has been checked for this field yet, so the table shows the unpublished state rather than a guess.
Deposit and withdrawal methods offered locally
not published
No source has been checked for this field yet, so the table shows the unpublished state rather than a guess.
Support languages offered to clients here
not published
No source has been checked for this field yet, so the table shows the unpublished state rather than a guess.
Licences we checked ourselves
This is the part of the page that rests on evidence: each licence number was read from the regulator's own public register on the date shown.
FINRA · US
Financial Industry Regulatory Authority (US)
19 of 19 verified
Open registerSEC · US
Securities and Exchange Commission (US)
9 of 9 verified
Open registerNFA · US
National Futures Association (US)
3 of 3 verified
Open registerFCA · GB
Financial Conduct Authority (UK)
1 of 1 verified
Open registerCFTC · US
Commodity Futures Trading Commission (US)
0 of 1 verified
Open registerCNMV · ES
Comisión Nacional del Mercado de Valores (Spain)
0 of 1 verified
Open registerMAS · SG
Monetary Authority of Singapore
0 of 1 verified
Open registerSFC · HK
Securities and Futures Commission (Hong Kong)
0 of 1 verified
Open register
Frequently asked questions
Does a licence issued here mean I can open an account?
No. A registration says a regulator authorised a company in that jurisdiction. Whether that company, or a sister entity, will accept you as a client depends on where you live, and our records do not publish it — which is why it is listed as unpublished above.
A broker says it is regulated here but is not on this page. Why?
This page rests on the registrations our research hub has published. A licence that has not reached our records yet puts no broker on this page, even if the firm really holds one. Read the regulator's own register too, and treat this page as a starting point rather than a complete roll.
Who did the work on this page
- Records read by
- traderpublic research desk
- Reviewed by
- traderpublic research desk
- Registers checked
- 23 Sept 2026
We publish no individual byline for a compiled category page. The work is the desk's, and naming a single author would suggest a judgement one person made.
